Enterprise Home Offices


Harness the Power of ERS Innovative Practice Management, Data Management and Fiduciary Services to provide the platform and data transparency that you need for your retirement plan business to meet today's regulatory and fiduciary requirements.

For years the Home Offices or Broker Dealers and RIAs have been struggling with new and increasingly stringent regulatory requirements. Envestnet Retirement Solutions (ERS) can deliver innovative services for your home office powered by data management, an integrated platform technology, institutional-caliber research, investment products and an experienced staff of investment professionals. ERS can provide your retirement plan business a comprehensive and integrated servicing solution to meet the challenges of the ever increasing complexities of the retirement plan business landscape.

Manage from a Comprehensive, Unified Platform

To effectively manage retirement plan programs for your home office, you need a practice management and reporting platform that aggregate the data from the multitudes of recordkeepers with whom your advisors have retirement plans. It's an axiom of business success: you cannot manage what you cannot measure. With its built-in CRM module, Advisor Dashboard, Investment Analytics, Fund Research, and Monitoring Reports, RFP/Vendor Search, Fiduciary Services and Data Aggregation tools, ERS gives you the ability to set up, manage and deliver retirement consulting services from a single, comprehensive and unified platform.



The system is powerfully configured to provide access to advisors and home office personnel that interface with retirement plans. The ERS Data Management platform is also integrated with the ERS Practice Management platform which provides access to On-Line Platform Applications supporting Retirement Dashboards, Retirement Plan Information, Reporting and Analytic systems, 3(21) / 3(38) systems, and Advisor Monitoring.

Customizable ERS dashboard gives views into retirement plan business - including alerts, plan performance, assets and revenues.

The ERS Data Management Platform provides data aggregation and reporting services to Broker Dealers and RIA firm's supporting their compliance, reporting and business intelligence needs. The system identifies and provides access to retirement plans data by broker-dealer, agent-advisor, recordkeeping source, retirement plan and financial instruments utilized by the plan. The ERS Data Management platform is capable of supporting monthly, quarterly, or annual data transmissions from recordkeeping sources of retirement plan data.

ERS provides recommended Investment line-ups backed by research from a team of experienced investment professionals. Powered by technology, institutional-caliber research, and an experienced staff of investment professionals, ERS helps enhance the plan sponsor­ plan participant relationship with regular, dependable investment monitoring and by providing fiduciary support. ERS provides integration with your current retirement plan recordkeeping relationships and delivers Fiduciary protection without making unnecessary changes to investment line-up. ERS Ongoing investment monitoring and rigorous investment monitoring combined with our quarterly monitoring reports provides the comprehensive fiduciary coverage that all plans sponsors are looking for.

3(21) Advice
  • Investment Research - Funds | ETFs | CITs | Stable Value Funds
  • IPS Templates
  • SCORE Methodology
  • Investment Selection
  • Investment Monitoring
  • Replacement/Recommendation
  • Periodic/On-demand Reporting
3(38) Management
  • All of 3(21) Advice
  • Advisor/Sponsor Input on Initial Line-up
  • Discretion of Plan Line-up
  • Managed Portfolios/QDIAs*

* The QDIA's discussed in last bullet point are slated for release in 2015, subject to change and availability

Click on the Fiduciary Services tab to learn more about ERS Fiduciary services.

Contact us today at ers@envestnetrs.com to setup your online demonstration and see how ERS Home Office Solutions will benefit your business.

Interested in taking a look at ERS?